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Policy
Manual
INTERSTATE COMPACTS
Interstate Compact on the Placement of Children
(ICPC)
47-3-4
Placement of a Child Into Connecticut From Another State
| Policy |
The following procedures shall be
followed before a child may be placed into Connecticut.
An out-of-state private child placing agency seeking to place a
child in Connecticut must be approved by the Licensing Unit of the DCF Bureau of Quality
Management prior to making such a placement into Connecticut. |
| Required Approval for Visitation or
Placement |
The DCF Interstate Compacts Office
must review and approve any placement of a child from another state into Connecticut. This approval shall be documented on ICPC-100A and
signed by the DCF Interstate Compacts Office. See
below for Exception for Relocation of a Family Unit.
The DCF Compacts Office will not approve the placement of any
child with a family in Connecticut, or visits with such a family with any intention
of placement, unless that family is fully licensed, certified or approved for the
placement of that child by either DCF or a Connecticut licensed child placing agency. |
| Exception for Relocation of a Family Unit |
Exception for Relocation of a
Family Unit (Conversion of Intrastate Placement into Interstate Placement):
In accordance with ICPC Regulation No. 1, the DCF Interstate
Compacts Office may grant approval, via a signed ICPC-100A, for a child in the custody of
another state or out-of-state private child placing agency to move into Connecticut with
his/her licensed, certified or approved foster or pre-adoptive family prior to that
familys being licensed in Connecticut.
Within five (5) working days of receipt of a request from the
sending states Compacts Office for such an approval, the DCF Compacts Office shall
·
review the
referral documentation (see procedure table below)
·
determine
whether to approve the move, and if so, sign the ICPC-100A with a comment that the
approval is contingent upon the family being able to meet compliance with
Connecticuts licensing requirements once they have relocated in this state
·
return
ICPC-100A, approved or not approved, to the sending states Compacts Office.
Within thirty (30) working days of the familys
relocation to Connecticut, the family must be assessed for Connecticut licensure by a FASU
worker or assessed for approval by a licensed private child placing agency. The family must become licensed or approved within
sixty (60) working days of the familys relocation to Connecticut.
If it is subsequently determined that the placement in Connecticut
appears to be contrary to the interest of the child, the sending state shall arrange to
return the child or make an alternative placement. |
| Case Responsibility |
The
sending state is legally responsible for the child per Article V of the Interstate Compact
statute.
DCF acts as an agent for the sending state and shall not make
changes in a childs placement without prior authorization from the sending state and
the DCF Compacts Office.
In cases of alleged imminent danger to the child, the regional
office or Hotline shall assess and determine if immediate removal is warranted to provide
safety for the child. If so, an alternate
placement will be made. The regional
office shall notify the DCF Interstate Compacts Office which will immediately notify the
sending states Compacts Office. |
| Regional Office ICO Liaison |
Each DCF regional office shall
designate a manager to be the Interstate Compacts Office liaison.
The liaison will coordinate regional office casework flow with the
DCF Interstate Compacts Office. |
| Requests for Home Studies, Evaluations, and
Placements in Connecticut |
|
| Person/Office |
Action |
| Sending State's Compacts Office |
·
Submit
ICPC-100A, Interstate Compact Placement Request, and supporting documentation
to the DCF Compacts Office. |
| DCF Compacts Office |
Within five (5) working days of
receipt of the above ICPC-100A, or within two (2) working days for Priority Requests:
·
Review the request to ensure that
-
necessary
information and materials, or the sending states equivalent, have been provided as
specified in the Interstate Placement Packet (See Policy 47-3-2,
Placement of Child from Connecticut into Another State for contents of the
packet.)
-
the proposed
placement is consistent with Connecticut statutes and regulations. (See above for Relocation of a Family Unit)
·
Resolve any issues with the sending
state.
·
When the
information is complete,
-
forward an interdepartmental
transmittal and one (1) set of the referral materials to the appropriate DCF regional
office ICO liaison for evaluation of the proposed placement resource
-
open the case in LINK for
assignment to the regional office ICO liaison
-
file a copy of the materials in the
ICO record. |
| Regional Office Home Study/Evaluation |
Upon receipt of an out-of-state request forwarded from the DCF Compacts
Office, the regional office shall take the following actions: |
| Person |
Action |
| Regional Office ICO Liaison |
·
Review and
assign the request to a regional office Social Work Supervisor who will assign to a Social
Worker. |
| Regional Office Social Worker |
As ·
As soon as
possible, but not later than thirty (30) working days after assignment of the
request, complete the requested home assessment in accordance with Connecticut statutes,
regulations and policies.
Court ordered Priority Requests must be completed within twenty
(20) working days, per ICPC Regulation No. 7.
-
Relative,
foster and pre-adoptive homes must be licensed in accordance with
Connecticuts licensing regulations. See
Policy 41-17-25, Independent Licenses.
-
A parent is not
licensed for the placement of his/her child, but must be assessed for appropriateness as a
placement resource.
·
· If the above time limits cannot be
met, the worker must notify the DCF Compacts Office of the reasons for
delay and the anticipated time for completion.
·
Document the
assessment on DCF-805, Assessment for Licensure of a Relative, Special Study, or
Independent (Interstate Compact) Home. For
Priority Requests, ICPC-102 may be used.
·
Complete
DCF-0043, Verification of Licensure Requirements.
·
Submit the
licensing forms and supporting documentation to the FASU Social Work Supervisor and
Program Supervisor for approval for licensure.
·
Forward three
(3) copies of the assessment packet and any recommendations concerning the proposed
placement to the DCF Compacts Office. Do
not send the assessment directly to the sending agency unless an exception to this
procedure is granted by the DCF Compacts Office. |
| Approval or Non-Approval of the Placement by DCF Compacts Office |
Upon receipt of the completed assessment from the regional
office, the DCF Compacts Office worker will take the following actions: |
| Person |
Action |
| DCF Compacts Office |
Within five (5) working days of receipt
or the regional assessment, or within two (2) working days for Priority Requests:
·
Review the assessment in order to approve
or deny the childs placement into Connecticut.
·
Complete the ICPC-100A:
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Section III, provide the address of
the DCF supervising office if arrangements for supervision have been requested by the
sending state
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Section IV, indicate approval
or disapproval for the placement
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Sign as the receiving states
administrator.
·
Send two (2) copies of the signed
ICPC-100A, the assessment, and any other supporting documents to the sending state's
Interstate Compacts office.
·
Send one (1) copy of the signed
ICPC-100A to the DCF Social Worker who completed the study.
·
If the placement is approved, request the sending states
Compacts Office to submit two (2) copies of the ICPC-100B with the date of the
childs placement in Connecticut.
·
If the
placement is not approved, the DCF Compacts worker will close
the Compact Office record and direct the DCF regional office to close its assignment (hard
copy record and LINK).
If the DCF Compacts Office does not
approve the placement, the placement cannot be made.
To do otherwise would violate Compact rules and state statutes. |
Pending Placements |
If the placement has been approved, as specified above, but the child
has not yet been placed:
·
The DCF Compacts Office case record will remain open pending the placement
being made within the six-month approval period.
·
The regional office case assignment can be closed until the child is placed.
|
| If Child is Not Placed in Connecticut |
If the sending state decides that the child will
not be placed in Connecticut, the sending states Compacts Office will report this
decision to the DCF Compacts Office via the ICPC-100B.
Within twenty (20) calendar days of receiving such notice, the DCF
Compacts Office will
·
forward a copy of the ICPC-100B to the regional office Foster Care and
Adoption Unit with instructions to close the licensed home
·
file a copy of the ICPC-100B in the Compacts Office record and close the
Compact Office case. |
| When Child is Placed in Connecticut |
When
the approved placement is made in Connecticut, the sending state will submit two (2)
copies of the following to the DCF Compacts Office:
·
ICPC-100B
indicating the date of placement
·
additional
pertinent documents or updated materials requested or needed by the supervising office in
Connecticut. |
| Supervision of the Placement in Connecticut |
When
the ICPC-100B from the sending state indicates that the child has been placed in
Connecticut, the procedures below shall be followed to ensure supervision of the
placement.
The standards of supervision shall be in accordance with
DCFs standards for the supervision of its own clients who are in an out-of-home
placement, as specified in the table below. Supervisory
services are not provided after the child turns 18 years of age.
The sending state is legally responsible for the child per Article
V of the Interstate Compact statute. DCF
acts as an agent for the sending state and shall not make changes in a childs
placement without prior authorization from the sending state and the DCF Compacts Office. See above "Case Responsibilities" of
this policy for emergency procedures. |
| Person |
Action |
| DCF Compacts Office |
Within ten (10) working days of receipt of
the ICPC-100B:
·
Complete the
ICPC-100A Section III, Services Requested, indicating supervision needed.
·
Forward the
ICPC-100A, ICPC-100B and pertinent materials to the appropriate DCF regional office ICO
liaison for assignment.
Exception:
The following types of placements are not supervised by DCF:
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foreign adoptions (private agency supervision)
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private adoptions (private agency supervision)
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institutional and residential placements
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when the
sending state has contracted with a Connecticut licensed child placing agency to provide
supervisory services. |
| Supervising Worker |
·
Make case contacts and visits in
accordance with the standards for DCF in-state cases.
See Chapter 36 of the DCF Policy Manual.
If
more frequent supervision is requested and/or needed, this will be evaluated on an
individual case basis by the sending state. Additional
services; e.g., parent aide or home based services, should be discussed with the DCF
Compacts Office to determine if authorization or payment resources must be secured from
the sending state.
·
Submit progress
reports (DCF-2225), as specified below. |
| Progress Reports |
The
sending state is legally responsible for the childs treatment plan. The Connecticut supervising worker will provide
ongoing assessment and action plan recommendations to assist in formulation of the
treatment plan.
The
Connecticut supervising worker is expected to submit progress reports on each child quarterly
starting from the date of placement, as requested by the sending state and agreed to by
Connecticut.
Progress
reports are not provided after a child turns 18 years of age. |
| Person |
Action |
| Supervising Worker |
·
Complete
written progress reports on each child quarterly starting from the date of placement, as
requested by the sending state and agreed to by Connecticut.
·
Document
information on DCF-2225, Interstate Compacts Progress Report.
·
Send the
DCF-2225 in triplicate to the DCF Compacts Office. |
| DCF Compacts Office |
·
Set a tickler
system to notify the regional offices when progress reports are overdue.
·
Within five (5)
working days of receipt, review progress reports and forward two (2) copies to the sending
states Compact Office. Maintain a copy
in the ICO record.
·
If discharge
from the sending state's jurisdiction is indicated, approve and note in a letter to the
sending states Compact Administrator. |
| Change in Placement Status and Compact Termination |
The sending state is responsible for notifying the
DCF Compacts Office via the ICPC-100B of any change in placement status or compact
termination.
If the supervising worker has the information on change in
placement status or compact termination, that worker shall report such to the DCF Compacts
Office via the ICPC-100B.
Changes which must be reported on this form include:
Placement Status
·
Change of address within the same receiving state
·
Type of care changes; e.g., from foster care to adoption
Compact Termination
·
Placement request withdrawn
·
Adoption finalized
·
Child reached age of majority/legally emancipated
·
Legal custody changed
·
Treatment completed
·
Sending states jurisdiction terminated
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If court release of jurisdiction is the closing reason, that court document should
also be submitted in triplicate; i.e., revocation, transfer of guardianship, or
adoption decree.
·
Approved placement resource will not be used
·
Child moves to another state
·
Child returned to sending state
For the agreement to be terminated when the child remains in
Connecticut, prior concurrence/agreement must be obtained from the DCF Compacts
office. This approval will be transmitted to
the sending state for action. |
| Case Record Closure |
Within
twenty (20) working days of receipt of the ICPC-100B from the sending state reporting
withdrawal or termination reasons as specified above, the DCF Compacts Office will
·
forward one (1) copy of the ICPC-100B and the sending states court
order, when applicable, to the DCF supervising worker for regional case closure (hard copy
and LINK)
·
file a copy in the ICO record and close the case. |
Connecticut Department of Children and Families
Effective Date:
March 1, 2002 (Revised)
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