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Policy Manual
INTERSTATE COMPACTS
Interstate Compact on the Placement of Children (ICPC)

47-3-4
Placement of a Child Into Connecticut From Another State

Policy

The following procedures shall be followed before a child may be placed into Connecticut. 

An out-of-state private child placing agency seeking to place a child in Connecticut must be approved by the Licensing Unit of the DCF Bureau of Quality Management prior to making such a placement into Connecticut.

Required Approval for Visitation or Placement

The DCF Interstate Compacts Office must review and approve any placement of a child from another state into Connecticut.  This approval shall be documented on ICPC-100A and signed by the DCF Interstate Compacts Office.  See below for Exception for Relocation of a Family Unit. 

The DCF Compacts Office will not approve the placement of any child with a family in Connecticut, or visits with such a family with any intention of placement, unless that family is fully licensed, certified or approved for the placement of that child by either DCF or a Connecticut licensed child placing agency. 

Exception for Relocation of a Family Unit

Exception for Relocation of a Family Unit (Conversion of Intrastate Placement into Interstate Placement):

In accordance with ICPC Regulation No. 1, the DCF Interstate Compacts Office may grant approval, via a signed ICPC-100A, for a child in the custody of another state or out-of-state private child placing agency to move into Connecticut with his/her licensed, certified or approved foster or pre-adoptive family prior to that family’s being licensed in Connecticut.  

Within five (5) working days of receipt of a request from the sending state’s Compacts Office for such an approval, the DCF Compacts Office shall

·          review the referral documentation (see procedure table below)

·          determine whether to approve the move, and if so, sign the ICPC-100A with a comment that the approval is contingent upon the family being able to meet compliance with Connecticut’s licensing requirements once they have relocated in this state

·          return ICPC-100A, approved or not approved, to the sending state’s Compacts Office.

 

Within thirty (30) working days of the family’s relocation to Connecticut, the family must be assessed for Connecticut licensure by a FASU worker or assessed for approval by a licensed private child placing agency.  The family must become licensed or approved within sixty (60) working days of the family’s relocation to Connecticut.  

If it is subsequently determined that the placement in Connecticut appears to be contrary to the interest of the child, the sending state shall arrange to return the child or make an alternative placement.

Case Responsibility

The sending state is legally responsible for the child per Article V of the Interstate Compact statute. 

DCF acts as an agent for the sending state and shall not make changes in a child’s placement without prior authorization from the sending state and the DCF Compacts Office. 

In cases of alleged imminent danger to the child, the regional office or Hotline shall assess and determine if immediate removal is warranted to provide safety for the child.  If so, an alternate placement will be made.  The regional office shall notify the DCF Interstate Compacts Office which will immediately notify the sending state’s Compacts Office.

Regional Office ICO Liaison

Each DCF regional office shall designate a manager to be the Interstate Compacts Office liaison. 

The liaison will coordinate regional office casework flow with the DCF Interstate Compacts Office.

Requests for Home Studies, Evaluations, and Placements in Connecticut

Requests from another state for home studies and evaluations to assess possible Connecticut placement resources, requests for supervision of a placement and/or requests for approval for a child to move with his/her current caretaker into Connecticut must be referred to the DCF Interstate Compacts Office, as specified below. 

(See above for Exceptions for Relocation of a Family Unit)

 

Person/Office Action
Sending State's Compacts Office ·          Submit ICPC-100A, “Interstate Compact Placement Request”, and supporting documentation to the DCF Compacts Office.
DCF Compacts Office

Within five (5) working days of receipt of the above ICPC-100A, or within two (2) working days for Priority Requests: 

·        Review the request to ensure that 

-         necessary information and materials, or the sending state’s equivalent, have been provided as specified in the Interstate Placement Packet (See Policy 47-3-2, “Placement of Child from Connecticut into Another State” for contents of the packet.) 

-         the proposed placement is consistent with Connecticut statutes and regulations.  (See above for Relocation of a Family Unit) 

·        Resolve any issues with the sending state. 

·          When the information is complete, 

-        forward an interdepartmental transmittal and one (1) set of the referral materials to the appropriate DCF regional office ICO liaison for evaluation of the proposed placement resource 

-        open the case in LINK for assignment to the regional office ICO liaison 

-        file a copy of the materials in the ICO record.

 

Regional Office Home Study/Evaluation Upon receipt of an out-of-state request forwarded from the DCF Compacts Office, the regional office shall take the following actions:

 

Person Action
Regional Office ICO Liaison ·          Review and assign the request to a regional office Social Work Supervisor who will assign to a Social Worker.
Regional Office Social Worker

As   ·          As soon as possible, but not later than thirty (30) working days after assignment of the request, complete the requested home assessment in accordance with Connecticut statutes, regulations and policies.

 Court ordered Priority Requests must be completed within twenty (20) working days, per ICPC Regulation No. 7.   

-          Relative, foster and pre-adoptive homes must be licensed in accordance with Connecticut’s licensing regulations.  See Policy 41-17-25, “Independent Licenses”. 

-          A parent is not licensed for the placement of his/her child, but must be assessed for appropriateness as a placement resource. 

·          ·         If the above time limits cannot be met, the worker must notify the DCF    Compacts Office of the reasons for delay and the anticipated time for completion.

·          Document the assessment on DCF-805, “Assessment for Licensure of a Relative, Special Study, or Independent (Interstate Compact) Home”.  For Priority Requests, ICPC-102 may be used.  

·          Complete DCF-0043, “Verification of Licensure Requirements”. 

·          Submit the licensing forms and supporting documentation to the FASU Social Work Supervisor and Program Supervisor for approval for licensure. 

·          Forward three (3) copies of the assessment packet and any recommendations concerning the proposed placement to the DCF Compacts Office.  Do not send the assessment directly to the sending agency unless an exception to this procedure is granted by the DCF Compacts Office.

 

Approval or Non-Approval of the Placement by DCF Compacts Office Upon receipt of the completed assessment from the regional office, the DCF Compacts Office worker will take the following actions:

 

Person Action
DCF Compacts Office

Within five (5) working days of receipt or the regional assessment, or within two (2) working days for Priority Requests: 

·        Review the assessment in order to approve or deny the child’s placement into Connecticut. 

·        Complete the ICPC-100A:

-    Section III, provide the address of the DCF supervising office if arrangements for supervision have been requested by the sending state

-    Section IV, indicate approval or disapproval for the placement

-    Sign as the receiving state’s administrator. 

·        Send two (2) copies of the signed ICPC-100A, the assessment, and any other supporting documents to the sending state's Interstate Compacts office. 

·        Send one (1) copy of the signed ICPC-100A to the DCF Social Worker who completed the study. 

·        If the placement is approved, request the sending state’s Compacts Office to submit two (2) copies of the ICPC-100B with the date of the child’s placement in Connecticut. 

·          If the placement is not approved, the DCF Compacts worker will close the Compact Office record and direct the DCF regional office to close its assignment (hard copy record and LINK). 

If the DCF Compacts Office does not approve the placement, the placement cannot be made.  To do otherwise would violate Compact rules and state statutes.

 

Pending Placements

If the placement has been approved, as specified above, but the child has not yet been placed: 

·          The DCF Compacts Office case record will remain open pending the placement being made within the six-month approval period.

·          The regional office case assignment can be closed until the child is placed.

If Child is Not Placed in Connecticut

If the sending state decides that the child will not be placed in Connecticut, the sending state’s Compacts Office will report this decision to the DCF Compacts Office via the ICPC-100B. 

Within twenty (20) calendar days of receiving such notice, the DCF Compacts Office will 

·          forward a copy of the ICPC-100B to the regional office Foster Care and Adoption Unit with instructions to close the licensed home 

·          file a copy of the ICPC-100B in the Compacts Office record and close the Compact Office case.

When Child is Placed in Connecticut

When the approved placement is made in Connecticut, the sending state will submit two (2) copies of the following to the DCF Compacts Office: 

·        ICPC-100B indicating the date of placement 

·        additional pertinent documents or updated materials requested or needed by the supervising office in Connecticut.

Supervision of the Placement in Connecticut

When the ICPC-100B from the sending state indicates that the child has been placed in Connecticut, the procedures below shall be followed to ensure supervision of the placement. 

The standards of supervision shall be in accordance with DCF’s standards for the supervision of its own clients who are in an out-of-home placement, as specified in the table below.  Supervisory services are not provided after the child turns 18 years of age. 

The sending state is legally responsible for the child per Article V of the Interstate Compact statute.  DCF acts as an agent for the sending state and shall not make changes in a child’s placement without prior authorization from the sending state and the DCF Compacts Office.  See above "Case Responsibilities" of this policy for emergency procedures.

 

Person Action
DCF Compacts Office

Within ten (10) working days of receipt of the ICPC-100B: 

·          Complete the ICPC-100A Section III, “Services Requested”, indicating supervision needed. 

·          Forward the ICPC-100A, ICPC-100B and pertinent materials to the appropriate DCF regional office ICO liaison for assignment. 

Exception:

The following types of placements are not supervised by DCF:

-          foreign adoptions (private agency supervision)

-          private adoptions (private agency supervision)

-          institutional and residential placements

-          when the sending state has contracted with a Connecticut licensed child placing agency to provide supervisory services.

Supervising Worker

·        Make case contacts and visits in accordance with the standards for DCF in-state cases.  See Chapter 36 of the DCF Policy Manual. 

If more frequent supervision is requested and/or needed, this will be evaluated on an individual case basis by the sending state.  Additional services; e.g., parent aide or home based services, should be discussed with the DCF Compacts Office to determine if authorization or payment resources must be secured from the sending state. 

·          Submit progress reports (DCF-2225), as specified below.

 

Progress Reports

The sending state is legally responsible for the child’s treatment plan.  The Connecticut supervising worker will provide ongoing assessment and action plan recommendations to assist in formulation of the treatment plan. 

The Connecticut supervising worker is expected to submit progress reports on each child quarterly starting from the date of placement, as requested by the sending state and agreed to by Connecticut. 

Progress reports are not provided after a child turns 18 years of age.

 

Person Action
Supervising Worker

·          Complete written progress reports on each child quarterly starting from the date of placement, as requested by the sending state and agreed to by Connecticut. 

·          Document information on DCF-2225, “Interstate Compacts Progress Report”. 

·          Send the DCF-2225 in triplicate to the DCF Compacts Office.

DCF Compacts Office

·          Set a tickler system to notify the regional offices when progress reports are overdue. 

·          Within five (5) working days of receipt, review progress reports and forward two (2) copies to the sending state’s Compact Office.  Maintain a copy in the ICO record.  

·          If discharge from the sending state's jurisdiction is indicated, approve and note in a letter to the sending state’s Compact Administrator.

 

Change in Placement Status and Compact Termination

The sending state is responsible for notifying the DCF Compacts Office via the ICPC-100B of any change in placement status or compact termination. 

If the supervising worker has the information on change in placement status or compact termination, that worker shall report such to the DCF Compacts Office via the ICPC-100B. 

Changes which must be reported on this form include: 

Placement Status

·          Change of address within the same receiving state

·          Type of care changes; e.g., from foster care to adoption

 

Compact Termination

·          Placement request withdrawn

·          Adoption finalized

·          Child reached age of majority/legally emancipated

·          Legal custody changed

·          Treatment completed

·          Sending state’s jurisdiction terminated

-          If court release of jurisdiction is the closing reason, that court document should also be submitted in triplicate; i.e., revocation, transfer of guardianship, or adoption decree.

·          Approved placement resource will not be used

·          Child moves to another state

·          Child returned to sending state

 

For the agreement to be terminated when the child remains in Connecticut, prior concurrence/agreement must be obtained from the DCF Compacts office.  This approval will be transmitted to the sending state for action.

Case Record Closure

Within twenty (20) working days of receipt of the ICPC-100B from the sending state reporting withdrawal or termination reasons as specified above, the DCF Compacts Office will  

·          forward one (1) copy of the ICPC-100B and the sending state’s court order, when applicable, to the DCF supervising worker for regional case closure (hard copy and LINK)

·          file a copy in the ICO record and close the case.

Connecticut Department of Children and Families              Effective Date:   March 1, 2002 (Revised)