Return to CT.Gov Home
Department of Children and Families
DCF Logo

Policy Manual

CHILD PROTECTIVE INVESTIGATIONS

Case Disposition

34-15-1
Investigation Results and Reviews

Policy

The Department shall give notice of  the results of the investigation to all persons alleged to be perpetrators of child abuse or neglect.

If the alleged perpetrator is a minor, then notice shall be given to the minor and the minor’s parent(s) or guardian(s).
Notice

The regional office or Hotline, whichever is responsible for the abuse or neglect investigation, shall notify, by first class mail

·          the parent(s) or guardian(s) of any victim of child abuse or neglect and 

 

·          the person or the parent(s) or guardian(s) of any minor substantiated as a perpetrator of child abuse or neglect

 

 

of the substantiation within thirty (30) days of the completion of the investigation.
Notice Content

The notice shall advise the person

·          of the allegations that were investigated

·          the names of the child(ren) involved in the investigation

·          the date (or timeframe) the abuse or neglect occurred

·          whether the allegation of abuse or neglect was substantiated or not substantiated, and

·       how to appeal if the perpetrator disagrees with the substantiation.

Notice by Third Parties Any person or agency that denies employment or licensing to another person based on the results of a search of the Department’s records shall inform the person that he/she is listed as a substantiated perpetrator of child abuse or neglect.
Individuals Eligible to Appeal Investigation Results

Any person or the parent or guardian of a minor who has been substantiated as a perpetrator of child abuse or neglect and disagrees with the substantiation shall be entitled to appeal the finding. 

Requesting a Review of Investigation Results

In order to appeal a substantiation a request must be sent

·      in writing

·          by the person or the parent or guardian of a minor who has been substantiated as a perpetrator or his/her legal representative

·          to the Regional Administrator or Director of Hotline, as appropriate, and

·       within sixty (60) days of the date on the “Notification of Investigation Results,”
       DCF-2210. 

Prior Substantiation

Individuals who were substantiated as perpetrators of child abuse or neglect prior to May 1, 2000, may not appeal the finding unless the substantiation directly results in the denial of employment, licensure, or other similar benefit.  

The appeal must then be requested, in writing, within sixty (60) days of the denial of employment, licensure, or other similar benefit.
Deferral of Regional Review

A regional/Hotline review may be deferred (use DCF-2213) pending disposition of any civil, probate, criminal court or administrative proceeding that may result in a finding by the court that the appellant has committed the act of child abuse or neglect that is the subject of the substantiation.

It shall be the appellant’s responsibility to notify the Department that the court matter is no longer pending and that the appellant would like to proceed with the appeal.

If the appellant does not notify the Department within three years of the deferral of the case, the allegations shall appear on the Central Registry as substantiated.
Denial of Regional Review

A A request for a regional/Hotline review shall be denied (use DCF-2214) by the

Department when a criminal, civil, probate court, or administrative proceeding has resulted in a finding that the perpetrator has committed the act of child abuse or neglect that is the subject of the substantiation.

Regional Office/Hotline Review of Investigation Results

Upon receipt of a request for an appeal of a substantiation finding, the Regional Administrator/Director of the Hotline or his/her designee shall have sixty (60) days to complete a review of the case record and determine whether the facts found in the course of the investigation support the substantiation finding.

The Regional Administrator/Director of the Hotline, or his/her designee shall inform the appellant, by certified mail, of the results of the regional office/Hotline review within thirty (30) days of the decision.
Regional Review  Upholding Investigation Results If the regional office/Hotline review determines that the substantiation was supported by the facts found in the course of the investigation, the regional office/Hotline shall inform the person of his/her right to request an administrative hearing using the “Notification of Investigation Review Results,” (DCF-2212-A).

Cross-Reference:   22-12-1 through 22-12-8, "Substantiation Hearings"

Regional Review  Reversing Investigation Results

If the regional office/Hotline review determines that the substantiation was not supported by the facts found in the course of the investigation, the Regional Administrator/Hotline Director or his/her designee shall 

·        notify the person that the substantiation has been reversed using “Notification
of Investigation Review Results,” (DCF-2212-B)

 

·         make appropriate corrections to the Department’s records, and 


·        advise the parent/guardian of the child involved in the incident of the reversal.

Disclosure of Perpetrator Information

The name of a person substantiated as perpetrator of child abuse or neglect may be disclosed outside the Department for employment/license/volunteer screening purposes or as otherwise permitted by law.

Legal Reference

·     Conn. Gen. Stat. §17a- 28,  §17a-101a thru §17a-101k.

Prohibition Against Disclosure Pending Resolution

Upon notification that a person or parent/guardian of a child substantiated as a perpetrator of abuse or neglect has appealed the finding, the Department shall not disclose that the person is a confirmed perpetrator, pending the outcome of the appeal, unless disclosure is permitted by Conn. Gen. Stat. §17a-28 or §17a-101a thru §17a-101k, or as otherwise permitted by law.

The Department, however, may release any information as permitted by law.
Documentation Copies of all letters, notices and reviews shall be maintained in the case record.

Connecticut Department of Children and Families  Effective Date:  July 29, 2003 (Revised)